Gearbox faults severity classification using Poincaré plots of acoustic emission signals (2024)

Medina, R., Sánchez, R. V., Cabrera, D., Cerrada, M., Estupiñan, E., Ao, W., & Vásquez, R. E. (2024). Gearbox faults severity classification using Poincaré plots of acoustic emission signals. Applied Acoustics, 219, Article 109918. https://doi.org/10.1016/j.apacoust.2024.109918

Medina, Rubén ; Sánchez, René Vinicio ; Cabrera, Diego et al. / Gearbox faults severity classification using Poincaré plots of acoustic emission signals. In: Applied Acoustics. 2024 ; Vol. 219.

@article{aa95b64e9aaf48bcb78cfd4ee5c148f4,

title = "Gearbox faults severity classification using Poincar{\'e} plots of acoustic emission signals",

abstract = "Classification of fault severity in gearboxes using Acoustic Emission (AE) signals is challenging because such signals represent a highly non-linear and possibly chaotic system. Due to the common assumption of linearity, the statistical features extracted from these systems are suboptimal for the classification of fault severity. Hence, this paper uses the Poincar{\'e} plot (PP) of Acoustic Emission (AE) signals to extract useful features to classify fault type and severity in gearboxes. For this development, four fault types were applied over different gears and then tested on an experimental condition monitoring bench: broken tooth, pitting, scuffing, and cracks, each with nine severity levels. Then, the feature set was extracted from the conventional 2-D PP, composed of shape-related features and a set of features known as complex correlation measurements (CCM). The fault type and severity classification was performed using four frequency bands. Low and band-pass filtered signals obtained the highest classification accuracy with Random Forest (RF): the fault type was classified with an accuracy of 99.69%, the severity was classified with an accuracy depending on the fault type corresponding to pitting 98.76%, cracks 98.71%, broken tooth 98.96%, and scuffing 98.51%. The PP features set has a low computational cost even for large datasets representing AE signals, which can benefit the practical possibility of the implementation with high classification accuracy for different types of fault and severity levels in a gearbox.",

keywords = "Acoustic emission, Fault severity, Gearboxes, Machine monitoring, Random forest",

author = "Rub{\'e}n Medina and S{\'a}nchez, {Ren{\'e} Vinicio} and Diego Cabrera and Mariela Cerrada and Edgar Estupi{\~n}an and Wengang Ao and V{\'a}squez, {Rafael E.}",

note = "Publisher Copyright: {\textcopyright} 2024 The Author(s)",

year = "2024",

month = mar,

day = "30",

doi = "10.1016/j.apacoust.2024.109918",

language = "English",

volume = "219",

journal = "Applied Acoustics",

issn = "0003-682X",

}

Medina, R, Sánchez, RV, Cabrera, D, Cerrada, M, Estupiñan, E, Ao, W & Vásquez, RE 2024, 'Gearbox faults severity classification using Poincaré plots of acoustic emission signals', Applied Acoustics, vol. 219, 109918. https://doi.org/10.1016/j.apacoust.2024.109918

Gearbox faults severity classification using Poincaré plots of acoustic emission signals. / Medina, Rubén; Sánchez, René Vinicio; Cabrera, Diego et al.
In: Applied Acoustics, Vol. 219, 109918, 30.03.2024.

Research output: Contribution to journal › Article › peer-review

TY - JOUR

T1 - Gearbox faults severity classification using Poincaré plots of acoustic emission signals

AU - Medina, Rubén

AU - Sánchez, René Vinicio

AU - Cabrera, Diego

AU - Cerrada, Mariela

AU - Estupiñan, Edgar

AU - Ao, Wengang

AU - Vásquez, Rafael E.

N1 - Publisher Copyright:© 2024 The Author(s)

PY - 2024/3/30

Y1 - 2024/3/30

N2 - Classification of fault severity in gearboxes using Acoustic Emission (AE) signals is challenging because such signals represent a highly non-linear and possibly chaotic system. Due to the common assumption of linearity, the statistical features extracted from these systems are suboptimal for the classification of fault severity. Hence, this paper uses the Poincaré plot (PP) of Acoustic Emission (AE) signals to extract useful features to classify fault type and severity in gearboxes. For this development, four fault types were applied over different gears and then tested on an experimental condition monitoring bench: broken tooth, pitting, scuffing, and cracks, each with nine severity levels. Then, the feature set was extracted from the conventional 2-D PP, composed of shape-related features and a set of features known as complex correlation measurements (CCM). The fault type and severity classification was performed using four frequency bands. Low and band-pass filtered signals obtained the highest classification accuracy with Random Forest (RF): the fault type was classified with an accuracy of 99.69%, the severity was classified with an accuracy depending on the fault type corresponding to pitting 98.76%, cracks 98.71%, broken tooth 98.96%, and scuffing 98.51%. The PP features set has a low computational cost even for large datasets representing AE signals, which can benefit the practical possibility of the implementation with high classification accuracy for different types of fault and severity levels in a gearbox.

AB - Classification of fault severity in gearboxes using Acoustic Emission (AE) signals is challenging because such signals represent a highly non-linear and possibly chaotic system. Due to the common assumption of linearity, the statistical features extracted from these systems are suboptimal for the classification of fault severity. Hence, this paper uses the Poincaré plot (PP) of Acoustic Emission (AE) signals to extract useful features to classify fault type and severity in gearboxes. For this development, four fault types were applied over different gears and then tested on an experimental condition monitoring bench: broken tooth, pitting, scuffing, and cracks, each with nine severity levels. Then, the feature set was extracted from the conventional 2-D PP, composed of shape-related features and a set of features known as complex correlation measurements (CCM). The fault type and severity classification was performed using four frequency bands. Low and band-pass filtered signals obtained the highest classification accuracy with Random Forest (RF): the fault type was classified with an accuracy of 99.69%, the severity was classified with an accuracy depending on the fault type corresponding to pitting 98.76%, cracks 98.71%, broken tooth 98.96%, and scuffing 98.51%. The PP features set has a low computational cost even for large datasets representing AE signals, which can benefit the practical possibility of the implementation with high classification accuracy for different types of fault and severity levels in a gearbox.

KW - Acoustic emission

KW - Fault severity

KW - Gearboxes

KW - Machine monitoring

KW - Random forest

UR - http://www.scopus.com/inward/record.url?scp=85185538448&partnerID=8YFLogxK

U2 - 10.1016/j.apacoust.2024.109918

DO - 10.1016/j.apacoust.2024.109918

M3 - Article

AN - SCOPUS:85185538448

SN - 0003-682X

VL - 219

JO - Applied Acoustics

JF - Applied Acoustics

M1 - 109918

ER -

Medina R, Sánchez RV, Cabrera D, Cerrada M, Estupiñan E, Ao W et al. Gearbox faults severity classification using Poincaré plots of acoustic emission signals. Applied Acoustics. 2024 Mar 30;219:109918. doi: 10.1016/j.apacoust.2024.109918